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CCR1999122COMMON COUNCIL - CITY OF MUSKEG0 RESOLUTION #122-99 APPROVAL OF RECORDS RETENTION SCHEDULE WHEREAS, Chapter 5, Section 5.04 of the Municipal Code requires the adoption of a schedule which describes the minimum periods of time for which records shall be maintained by a Legal Custodian of the City of Muskego NOW, THEREFORE, BE IT RESOLVED That the Common Council of the City of Muskego, upon the recommendation of the Finance Committee does hereby adopt the Records Retention Schedule as attached hereto and made of part hereof. DATED THIS 13th DAY OF JULY, 1999. SPONSORED BY: FINANCE COMMITTEE Ald. Mark Slocomb Ald. Dave Sanders Ald. Nancy Salentine This is to certify that this is a true and accurate copy of Resolution #122-99 which was adopted by the Common Council of the City of Muskego. 3/99 jep RECORDS RETENTION SCHEDULE GENERAL PROVISION. Under §19.21(4)(a), municipalities shall notify the State Historical Society of Wisconsin (SHSW) prior to destroying records. Retention Period. Refers to the time that the identified records must be kept until destruction. CR stands for creation, which usually refers to receipt for creation FIS stands for current fiscal year and the additional amount of time EVT stands for event and refers to an occurrence that starts the of the record. as indicated. “retention clock” ticking. Close of contract, termination of employee and disposition of a case are common events. Authoritv. Source which specifies the period of time for retaining records. WMRM Wisconsin Municipal Records Manual § State Statutes SCR Supreme Court Rule PSC Public Service Commission NR Natural Resources SHSW Notice refers to whether or not the State Historical Society of Wisconsin has waived the required statutory notification prior to destruction of records. W (waived) means records are not historical and the required 60 N (nonwaived) means the records may have secondary historical day notification is waived. value and therefore SHSW notification is required on a case- by-case basis prior to destruction. a local unit of government is retaining a record permanently. N/A means not applicable and refers to those circumstances where 1 ELECTED OFFICIALS. The following public records may be destroyed after the expiration of 6: designated retention period. SHSW RECORDS NOTICE AUTHORITY PERIOD OF RETENTION All records in their possession unless delegated in writing to the Clerk-Treasurer W §19.33(1) EVT 8.7 years (2) POLICE DEPARTMENT RECORDS. The following public records may be destroyed after the expiration of the designated retention period: RECORDS rraftic citations (and accompanying jocumentation) sent through City of Muskego Municipal Court 3rdinance citations Personnel records broperty inventory records Sitizen complaints against police 3fticers Investigation and citation records: Arrest records Incident records Fingerprint cards Evidence cards Investigation records 4udio and video tape recordings Police dispatch audio tapes aork schedules 4ccident reports Medical records Training records PERIOD OF RETENTION EVT + 3 years (after closed) EVT + 3 years (after closed) EVT + 7 years EVT + 3 years EVT + 7 YEARS EVT + 7 years EVT + 10 years EVT + 7 years EVT + 10 years EVT + 10 years from date of closing of investigation CR + 120 days CR + 7 YEARS EVT + 4 years EVT + 7 years CR + 3 years AUTHORITY =I NOTICE w w W w w 2 a (3) MUNICIPAL COURT RECORDS. The legal custodian, as defined in 919.33, Wis. Stats., of Cle following records concerning the City of Muskego Municipal Court, or his designee, may destroy e following public records after the expiration of the designated retention period: (a) Municipal Court case records and files including, but not limited to, traffic forfeiture, conservation forfeiture and ordinance violation cases. RECORDS I PERIOD OF RETENTION 1 AUTHORITY Electronic recordings of court proceedings which were appealed EVT + 7 years Court statistical reports CR + 7 years Arraignment calendars CR + 7 years Warrant and commitment listings CR + 7 years I I Municipal court correspondence CR + 7 years I Electronic recording of court proceedings *vhich were not appealed EVT + 6 months Audio tape recordings of trials or juvenile EVT (Until expiration of matters statute of limitations to appeal to circuit court) B Municipal Court case files SCR 72.01, EVT + 6 years (After entry of final judgment) 72.04 Municipal Court case files, City Attorney’s SCR 72.01 EVT + 6 years (after entry Municipal Court minutes record entry of final judgment) copies EVT + 6 months (after of final judgment) Municipal Court record EVT + 5 years (after entry of final judgment) Municipal Court judgment docket (a final docket entry) record of all money judgments) SCR 72.01 EVT + 20 years (after SHSW NOTICE w W W W W W W W W W W W 3 (4) CLERK-TREASURER RECORDS The following public records may be destroyed after the *piration of the designated retention period: (a) Common Council, Committees, Boards 8 Commissions Records. RECORDS CR +7 years Meeting agendas RETENTION PERIOD OF Minutes books Permanent Audio tapes the purpose of drafting days if made solely for CR + 1 year; CR + 90 the minutes Ordinances Permanent Resolutions Permanent Ordinance book (Municipal Code) Permanent 4ffidavits of Publication Permanent with kffidavits of Publication for ordinances CR + 3 years Ordinances (b) General Records. AUTHORITY WMRM WMRM WMRM and §19.21(7) WMRM WMRM WMRM WMRM WMRM RECORDS AUTHORITY PERIOD OF RETENTION Claims Permanent Insurance Policies Permanent Lawsuits EVT + 7 years. (c) Real Property Records. I RECORDS Title insurance policies t SHSW NOTICE w N/A W N/A N/A N/A W N/A 7 NOTICE PERIOD OF SHSW AUTHORITY RETENTION NOTICE Permanent N/A WMRM Permanent N/A WMRM EVT + 7 years WMRM W 4 141 CLERK-TREASURER RECORDS (cont'd) ' (d) Licenses and Permits. RECORDS SHSW AUTHORITY PERIOD OF RETENTION NOTICE Liquor and beer related applications and EVT+ 3 years Other applications and licenseslpermits licenses W 5 125.04(3)(i) EVT + 4 years 1 Clerk W WMRM EVT + 7 years Dog licenses monthly report to County issued by City Clerk-Treasurer W WMRM (e) Fidelity Bond Records. RECORDS SHSW AUTHORITY PERIOD OF RETENTION NOTICE Fidelity bond W WMRM EVT + 5 years (after term W WMRM EVT + 5 YEARS (after W WMRM EVT + 5 years (after bond expires) last bond expires of service covered by I oath ends) (9 Treasurer's Records RECORDS SHSW AUTHORITY PERIOD OF RETENTION NOTICE Duplicate deposit tickets W WMRM FIS + 7 years All receipts W WMRM FIS + 7 years Investment records W WMRM EVT + 1 year (after audit) Bank crediffdebit notices W WMRM EVT + 1 year (after audit) I (9) Legal Opinions. RECORDS SHSW AUTHORITY PERIOD OF RETENTION NOTICE egal Opinions Permanent WMRM NIA 5 (4) CLERK-TREASURERS RECORDS (cont'd): (h) Special Assessment Records. b r RECORDS Preliminary resolution Report on special assessment project Waiver of special assessment notice and hearing Final resolution Certified special assessment roll Statement of new special assessment Special assessment payment register ~~ ~ ~ ~ (i) Board of Review Records. PERIOD OF RETENTION SHSW AUTHORITY NOTICE Permanently N/A W.M.R.M. (Resolutions) CR + 2 years W W.M.R.M. (provided filed with project records) final resolution is approved) Permanent W W.M.R.M EVT (retain until all N/A W.M.R.M assessments are collected or for 7 years, whichever is longer) audited EVT + 1 year (after the W W.M.R.M CR + 5 years after EVT (retain until all W W.M.R.M W W.M.R.M assessments are collected or for 7 years, whichever is longer) and supporting documentation enographic notes, including 6 (4) CLERK-TREASUERERS RECORDS (cont’d) (j) Tax Calculation Records. RECORDS Tax levy certification of the school district clerk Certificates of apportionment State shared aid payment notices Final worksheet for determining allowable levy Statement of taxes Statement of new special assessments Statement of new sewer service charges beneral property tax credit certification Explanation of property tax credit certification Real property tax roll Personal property tax roll (k) Tax Collection Records. I RECORDS I Escrow account list Statement of taxes remainin un aid Tax settlement receipt PERIOD OF RETENTION FIS + 3 years (after audited) FIS + 3 years (after audited) FIS + 6 years (after audited) FIS + 5 years (after audited) Permanently FIS + 5 years (after audited) FIS + 5 years (after audited) FIS + 5 years (after audited) FIS + 5 years (after audited) FIS + 15 year (copy) (county treas. maintains original) FIS + 15 years PERIOD OF RETENTION EVT (retain until superseded) FIS + 7 years (after audit) FIS + 7 years (after audit) EVT (until audited) EVT (retain with tax roll) FIS + 5 years (after audit) 7 AUTHORITY W.M.R.M W.M.R.M W.M.R.M W.M.R.M W.M.R.M W.M.R.M W.M.R.M W.M.R.M W.M.R.M W.M.R.M W.M.R.M SHSW NOTICE W W W W N/A W W W W W W AUTHORITY SHSW NOTICE WMRM W WMRM W WMRM W WMRM W WMRM W WMRM W (k) Tax Collection Records (cont'd) Municipal treasurer's settlement FIS + 5 years (after audit) N WMRM Personal property tax roll FIS + 15 years (and W WMRM transfer to State Historical (I) Public Works Projects and Contracts RECORDS I PERIOD OF RETENTION Notice to contractors EVT + 7 years (after completion of project) EVT + 2 years (unsuccessful bidders) has been signed and return to bidder) EVT + 7 years (after completion of project) EVT + 2 years (unsuccessful bidders) 3idders proof of responsibility EVT + 7 years (after completion of project) EVT + 2 years (unsuccessful bidders) 3ids EVT + 7 years (after completion of project) EVT + 2 years (unsuccessful bidders) 4ffidavit of organization authority EVT + 7 years (after completion of project) EVT + 2 years (for unsuccessful bidders) Certified check EVT (retain until contract rid bond 3id tabulations EVT + 2 years Jerformance bond EVT + 7 years (after :ontract EVT + 7 years (after completion of project) I completion of project) 8 AUTHORITY WMRM WMRM WMRM WMRM WMRM WMRM WMRM WMRM WMRM SHSW NOTICE W W W W W W W W W (4) CLERK-TREASURERS RECORDS (cont‘d) (m) Election records. All materials and supplies associated with an election may be eestroyed according to the following schedule unless there is a recount or litigation pending with respect to the election: RECORDS Contents of a blank ballot box-unused ballots and materials Voter serial number slips Voting machine recorders Detachable recording units on electronic voting equipment Ballots (state, county, local) ballots (federal offices)”” Application for absentee ballots (for Federal election ballots) Forms associated with election such as tally sheets, inspector’s statements and nomination papers Official canvass statements Registration and poll lists - Nonpartisan primaries and election Registration and poll lists - Partisan primaries and general elections Canceled registration cards Election notlces I PERIOD OF RETENTION AUTHORITY ~~ EVT (3 business days §7.23(a) afler the canvas is completed) after the canvas is completed) primary) (21 days after an election)” primary ) (21 days afler an election)*** EVT (30 days after the the election for federal §7,23(f) election) (22 months afler §7.23(k) EVT (90 days afler the election) §7.23(9 EVT (22 months after election) §7.23(h) 5‘.23(i) EVT I1 vear afler the cancellation) §7.23(c) EVT + 4 years (afler election) §7.23(e) EVT + (4 years afler the were created) election for which they §7.23(e) EVT (2 years afler the election) §7.23(i) EVT (1 0 years after the offices) the election for federal §7,23(f) election) (22 months afler §7.23(k) EVT (90 days afler the offices) EVT (3 business days §7.23(a) EVT (14 days after a §7.23(b) EVT (14 days after a §7.23(9) - election) i22 months for §7,23(0 ” federal election) SHSW NOTICE W W W W W w W W W W W W W 9 (4) CLERK-TREASURERS RECORDS (m) Election Records (cont'd) Proofs of publication and correspondence relative to publications Campaign registration statement Campaign finance reports EVT (1 year after the W §7.23(j) election) (22 months for federal election) EVT (6 years after receipt) registrant) termination by the W §7.23(d) §7.23(9 EVT (6 years after date of W §7.23(d) *' The Governor may by order permit the clearing of voting machine recorders before this date if a special election is called. Before units can be cleared or erased the information must be transferred to a disk or other recording medium and retained for 22 months. tt* **** Federal offices are President of the United States, U.S. Senator and Congress. @!he designated retention period: ASSESSOR RECORDS. The following public records may be destroyed after the expiration (a) Real Property Records. RECORDS SHSW AUTHORITY PERIOD OF RETENTION NOTICE Deeds (Copies) W WMRM 1 yr after info transferred to Master Property Record folders for working purposes Vacation or alteration of plat W WMRM Keep as long as relevant Copies (b) Property Assessment Records - Real and Personal Property, RECORDS SHSW AUTHORITY PERIOD OF RETENTION NOTICE Master property record folders W WMRM 5 years. after info Wisconsin Real Estate Transfer returns W WMRM Until superseded dex to owners W WMRM 5 years. after life of structure transferred to Master Property Record folders 10 (6) FINANCE DEPARTMENT RECORDS. The following public records may be destroyed after the expiration of the designated retention period: (a) Municipal Borrowing Records. RECORDS SHSW AUTHORITY PERIOD OF RETENTION NOTICE Bond procedure record W WMRM EVT + 7 years (after Bond payment register W WMRM EVT + 7 years (after Bond register W WMRM EVT + 7 years (after bond issue expires) bond issue expires) bond issue expires or following payment of all outstanding matured bondshoteslcoupons whichever is later) Canceled bonds, coupons, and promissory notes W WMRM EVT (until audited) 11 (5) ASSESSOR RECORDS (cont'd) (b) Property Assessment Records - Real and Personal Property (cont'd) Notice of Increased Assessment assessment appealed, retain 7 years after final 9erial photographs (copies) (6) FINANCE DEPARTMENT RECORDS (cont'd) (a) Municipal Borrowing Records. Certificates of destruction W WMRM EVT + 7 years (after bond issue expires or following payment of all out-standing matured bondslnoteslcoupons whichever is later) (b) Accounting Records. RECORDS SHSW AUTHORITY PERIOD OF RETENTION NOTICE Accounts Payable: Purchase invoices W FIS + 7 Yrs. after audited Vouchers W WMRM FIS + 7 Yrs. after audited Accounts Receivable: Invoices W EVT + 1 yr. (after audited) 1 Collection blotters W FIS + 7 yrs. after audited Receipts W WMRM FIS + 7 yrs. after audited (c) Journal, Registers and ledger. I RECORDS Receipt journal Voucherlorder register General journal Journal voucher/Journal entries AppropriationlDisbursements journal Appropriation journal voucher General ledger Trial balance PERIOD OF RETENTION SHSW AUTHORITY NOTICE FIS + 15 years W WMRM FIS + 15 years W WMRM FIS + 15 years W WMRM FIS + 15 years W WMRM FIS + 15 years W WMRM FIS + 15 years W WMRM FIS + 15years W WMRM EVT (UNTIL AUDITED) WMRM W 12 (6) FINANCE DEPARTMENT RECORDS (cont‘d) (d) Banking Records. 1 RECORDS AUTHORITY PERIOD OF RETENTION Check register WMRM FIS + 7 years Bank statements WMRM FIS + 7 years Bank Reconciliation’s WMRM FIS + 7 years WMRM FIS + 7 years Lists of outstanding checks WMRM FIS + 7 years Canceled order checks (e) Payroll Records. RECORDS Payroll support records Employee’s withholding allowance ~~~~~~k Wisconsin withholding exemption certificate Employee enrollment and waiver cards Employee earning records Payroll check register Payroll distribution record Payroll voucher Canceled payroll checks Wage and tax statements Report of Wisconsin income tax tmployer’s annual reconciliation of Wisconsin income tax withheld from vages 1 PERIOD OF RETENTION Once audited FIS + 2 years EVT + 5 years (after being superseded) EVT + 5 years (after being superseded) EVT + 2 years (after being superseded or terminated) FIS + 5 years once audited FIS + 5 years once audited FIS + 5 years once audited FIS + 5 years once audited FIS + 5 years once audited FIS + 5 years once audited FIS + 5 years once audited FIS + 5 years 13 4 NOTICE 4 w AUTHORITY WMRM WMRM WMRM WMRM WMRM WMRM WMRM WMRM WMRM WMRM WMRM W MRM SHSW NOTICE W W W W W W W W W W W W (6) FINANCE DEPARTMENT RECORDS (cont'd) (9 Personnel Records. RECORDS SHSW AUTHORITY PERIOD OF RETENTION NOTICE Personnel records w EVT + 7 years (9) Purchasing Records. RECORDS Purchase requisitions Purchase orders Inventory of property (Fixed Assets) ~~~ ~ (h) Budget and Audit Records. RECORDS Budget worksheets Final budget Audit reports PERIOD OF RETENTION SHSW AUTHORITY NOTICE once audited EVT + 1 WMRM once audited FIS + 7 year (after PO issued) W WMRM W WMRM EVT (Retain until W years superseded) PERIOD OF RETENTION SHSW AUTHORITY NOTICE FIS + 3 years W WMRM Permanent W WMRM Permanent W WMRM (i) Sewer and Water Utility Records. RECORDS SHSW AUTHORITY PERIOD OF RETENTION NOTICE Water stub W Wis. Adm. FIS + 6 years Code PSC 185 Receipts of current billings W Wis. Adm. FIS+ 6 Years Code PSC Customer's ledgers of municipal utilities 1 FIS + 6 years I Wis. Adm. I Code PSC 185 ther utility records W §19.21(5)(C) CR + 7 years 14 (6) FINANCE DEPARTMENT RECORDS (contd) (i) Sewer and Water Utility Records L RECORDS Customer records: Customer deposit Meter reading sheets or cards Billing Records Filed rates and rules PERIOD OF RETENTION EVT + 6 years (after refund) CR + 6 years CR -+ 6 years Permanent AUTHORITY Wis. Adm. Code PSC 185.19 Wis. Adm. Code PSC 185 SHSW NOTICE W W W W (7) ENGlNEERlNGlBUlLDlNG INSPECTION DEPARTMENT RECORDS. The following public records may be destroyed after the expiration of the designated retention period. (a) Engineering and Public Works Records. RECORDS Benchmark Books (Horizontal and Vertical Survey Control in SE Wis.) Section corner monument logs Aerial photographs City maps Water, storm, and sanitary sewer main PERIOD OF RETENTION Permanent Permanent Permanent Permanent EVT (until superseded) Permanent Permanent I AUTHORITY I ::STE WMRM WMRM WMRM Profile and grade books N/A WMRM Permanent Index to maps N/A WMRM Permanent Excavation plans of private utilities N/A WMRM Permanent (b) Building Permits and Inspection Records. I RECORDS I PERIOD OF RETENTION I AUTHORITY I SHSW I NOTICE pplications and permits N/A WMRM Permanently I Code compliance inspection reports Permanently WMRM N/A I 15 (7) ENGlNEERlNGlBUlLDlNG INSPECTION DEPARTMENT RECORDS (cont'd) (b) Building Permits and Inspection Records (cont'd) RECORDS Address tile Certificates of occupancy Energy calculation worksheets State approved commercial building plans Permit fee receipts Permit ledger Quarter section maps, copies Building Plans Structure plans for municipal buildings emits for excavation of streets including rivate utility companies PERIOD OF RETENTION NOTICE SHSW AUTHORITY Permanently W WMRM CR + 7 years W WMRM FIS + 7 years W WMRM EVT + 4 years W WMRM CR + 3 years W WMRM EVT (until superseded) N/A WMRM EVT (until superseded) WMRM W 1 Year after built Uniform W Dwelling Code Permanent WMRM EVT (Life of Structure) W WMRM W WMRM EVT + 3 years W (8) DEPARTMENT OF PUBLIC WORKS. The following public records may be destroyed afler the expiration of the designated retention period. (a) Street and Highway Records. RECORDS Street and sidewalk maintenance and repair (Paser) Fuel usage reports Heavy equipment and vehicle (Maintenance Records) Vehicle maintenance histories Complaint ledger onthly reports Annual reports JERIOD OF RETENTION CR + 25 years CR + 2 years EVT (life of equipment and/or vehicle inventory ledger or until inventory ledger is superseded) EVT (life of vehicle) CR + 2 years CR + 3 years Permanently 16 AUTHORITY WMRM WMRM WMRM WMRM WMRM WMRM WMRM SHSW NOTICE W W W W W W N/A (8) DEPARTMENT OF PUBLIC WORKS (cont'd). (a) Street and Highway Records(cont'd) Storm Sewer Maps W WMRM EVT until superseded by asbuilts Asbuilts W WMRM EVT + 20 years Master project files (Roads & storm W WMRM FIS + 7 years State Highway Aids Program Records N/A WMRM Permanent sewers) Petitions for streets EVT + 2 years WMRM W (9) PARK RECORDS. The following public records may be destroyed after the expiration of the designated retention period: I RECORDS Master park plan Plats erial photographs ayroll support records Reservation requests Master reservation book Records of the board of park commissioners (includes minutes of the meetings of the board and supporting documents submitted to the board) PERIOD OF RETENTION Permanently Permanently Permanently CR + 2 years CR + 30 days. If payment receipts are attached, CR + 7 years CR + 2 years AUTHORITY SHSW NOTICE N/A N/A N/A W W W Permanentlv I I N/A (IO) UTILITIES DEPARTMENT RECORDS. The following public records may be destroyed after the expiration of the designated retention period. (a) Sewer and Water Utility Records. I RECORDS i Water quality laboratory tests (Deep well and land-fill well water analysis detail and .ummary reports; chemical and bacteriological analysis of municipal drinking water detail and summary reports; municipal drinking water fluoride analysis. NOTICE EVT + 5 years (if Wis. Adm. information has been transferred to a permanent test site location file, EVT + 1 yr.) NR 809.82 I I 17 I (10) UTILITIES DEPARTMENT RECORDS (cont'd) (a) Sewer and Water Utility Records (cont'd) 1 RECORDS Maps showing the location and physical sharacteristics of the utility plant. Engineering records in connection with mnstruction projects. 3perating records: Station pumpage records Interruption Records Meter test records Meter history record Annual meter accuracy summary 'ressure records hstomer records Complaint records inalyses of any water samples taken rom the water system daster project tiles (sewer 8. water) 3lueprints V sewer inspection records Yater and sanitary sewer maps 'etitions for sewer and water systems Ither utility records s.builts (sewer and water) PERIOD OF RETENTION EVT (until map is superseded) EVT (until record is superseded or 6 years after plant is retired provided mortality data are retained) 2R + 15 years or EVT + 3 years after the source is abandoned CR + 6 YEARS EVT (see S.PCS 185.46) EVT (life of meter) CR + 10 years CR + 6 years CR + 3 years EVT + 10 years EVT + 20 years after life of structure EVT until superseded by Asbuilts FIS + 7 years EVT until superseded by Asbuilts EVT + 2 years CR + 7 years Permanent 18 AUTHORITY Wis. Adm. Code PSC 185.19 Wis. Adm. Code PSC 185.19 Wis. Adm. Code PSC 185.19 Wis. Adm. Code PSC 185.19 Wis. Adm. Code PSC 185.19 Wis. Adm. Code NR 809.82 WMRM WMRM WMRM WMRM WMRM $19.21 (5)(c) WMRM SHSW NOTICE W W W W W W W W W W W W W W ~~ W W N/A (11) PLANNING DEPARTMENT RECORDS. The following public records may be destroyed after the expiration of the designated retention period. Records of the zoning board of appeals Records of plan commission (includes minutes of commission meetings and 0 (12) Public Records not identified in this Records Retention Schedule shall be retained seven (7) 'ears in accordance with §19.21(5)(c), Wisconsin Statutes, and chapter 5 of the Municipal Code of the City of Muskego and may then be destroyed subject to SHSW authorization. CITYHALUMASTERRecords Retention Schedule 19