CCR1995231COMMON COUNCIL
OF THE
CITY OF MUSKEGO, WISCONSIN
RESOLUTION NO. 23 I - 5
INITIAL RESOLUTION
RELATING TO
INDUSTRIAL DEVELOPMENT REVENUE BOND FINANCING
ON BEHALF OF
MICK PROPERTIES, LLC AND/OR A.G. INDUSTRIES, MC.
0
WHEREAS, the City of Muskego, Wisconsin (the "Municipality") is
a municipal corporation organized and existing under and pursuant to the laws of
the State of Wisconsin and is authorized by Wisconsin Statutes section 66.521, as
amended (the "Act"), to: (1) issue industrial development revenue bonds to
finance all or any part of the costs to construct, equip, reequip, acquire, purchase,
install, reconstruct, rebuild, rehabilitate, improve, supplement, maintain, repair,
enlarge, extend or remodel a project which qualifies under the Act and the
improvement of the site therefor; and (2) enter into a revenue agreement with an
eligible participant whereby the eligible participant agrees to cause the project to
be constructed and to pay the Municipality an amount of funds sufficient to
provide for the prompt payment when due of the principal of and interest on said
industrial development revenue bonds; and
WHEREAS, Mick Properties, LLC, a Wisconsin limited liability
company, and A.G. Industries, Inc., a Wisconsin corporation (collectively the
"Borrower"), have been considering undertaking a capital project in the
Municipality, and the Borrower has represented to the Municipality it would be an
encouragement and inducement for it to proceed if the project could be financed
with industrial development revenue bonds; and
WHEREAS, the project would consist of the acquisition of land,
construction of a manufacturing facility and the purchase and installation of
220105WFFBT 12/05/95
'0 equipment (the "Project") for use in the borrower's the Borrower's business of the
fabrication of HVAC systems and related activities; and
WHEREAS, the Borrower has estimated the cost of the Project
would be approximately $2,000,000; and
WHEREAS, it is in the public interest of the Municipality to
promote, attract, stimulate, rehabilitate and revitalize commerce, industry and
manufacturing, to promote the betterment of the environment and the economy of
the Municipality and to stimulate a large flow of private investment funds into the
Municipality; and
WHEREAS, it is the finding and determination of this body that the
Municipality would derive public benefits from the Project and its operation by the
Borrower, including by way of illustration but not limitation the following: the
provision and retention of gainful employment opportunities for the citizens of the
Municipality; the stimulation of the flow of investment capital into the
Municipality with resultant beneficial effects on the economy in the Municipality;
the preservation and enhancement of the Municipality's tax base; and
WHEREAS, it is the finding and determination of this body that the
public interest will be served if the Municipality were to encourage and induce the
Borrower to undertake the Project in the Municipality; 0
NOW, THEREFORE, BE IT RESOLVED:
1 Subject to the conditions specified in paragraph 2, the
Municipality shall pursue and consummate a financing having the following
elements:
(a) The Municipality shall issue industrial development
revenue bonds pursuant to the Act in such amount not in excess of $2,000,000 as
the Borrower shall request, provided, however, that the actual amount shall not be
greater than the then estimated aggregate cost of providing the Project and paying
the costs incident to the financing (the "Bonds");
(b) The Bonds shall be payable solely out of revenues
derived from the Borrower or otherwise provided for pursuant to the terms of a
loan or similar agreement (the "Revenue Agreement") to be entered into between
the Municipality and the Borrower;
220105WFF:BT 01102196 2
e (c) The Revenue Agreement shall require the Borrower to
acquire, construct or install the Project and to provide the Municipality with
revenues sufficient to pay when due the principal of, premium, if any, and interest
on the Bonds; and
(d) The Bonds shall have such maturities, interest rates
and redemption features as the Borrower shall propose.
2. The issuance of the Bonds by the Municipality shall be on the
following conditions:
(a) The Bonds shall not constitute an indebtedness of the
Municipality within the meaning of any state constitutional provision or statutory
limitation;
(b) The Bonds shall not constitute or give rise to a
pecuniary liability of the Municipality or a charge against its general credit OT
taxing powers;
(c) The Borrower shall be responsible for finding a
0 purchaser or purchasers for all of the Bonds;
(d) The out-of-pocket costs in connection with the
issuance and sale of the Bonds shall be paid either eom the proceeds of the Bonds
or by the Borrower;
(e) Prior to the issuance of the Bonds: [i] the electors of
the Municipality shall have been given the opportunity to petition for a referendum
on the matter of the Bond issue as required by the Act; [ii] either no such petition
shall be timely filed or such petition shall have been filed and said referendum
shall have approved the Bond issue; [iii] a public hearing shall have been held
fulfilling the requirements of section 147(f) of the Internal Revenue Code of 1986,
as amended (the "Code"); and [iv] this body, by further resolution, shall have
authorized and approved the terms of the Bonds and the Revenue Agreement; and
(0 The Bonds shall be issued pursuant to the Act, and the
delivery of the Bonds shall be accompanied with the approving legal opinion of a
law firm acceptable to the Municipality and the Borrower.
3. The Clerk shall cause notice of adoption of this Resolution to
be published as a class 1 notice in the Municipality's official newspaper for the
publication of notices pursuant to Wisconsin Statutes Chapter 985, in the form
ZIOIOJWFFBT 12/OJKJJ 3
required by the Act and attached hereto, and shall cause a statement indicating
be filed with the Department of Development of the State of Wisconsin withm
20 days following publication of such notice.
when such public notice was published together with a copy of this Resolution to
4. This Resolution is an "initial resolution" withm the meaning
of the Act and a "bond resolution or other similar offkial action" within the
meaning of section 1.103-8(a)(5) of the Treasury Regulations promulgated under
section 103 of the Internal Revenue Code of 1954, as amended.
5. This Resolution is the Municipality's "official intent" within
the meaning of section 1.150-2 of the Treasury Regulations promulgated under the
Code to issue the Bonds in an amount up to the amount set forth in paragraphs l(a)
above to finance costs of the Project including reimbursement of payments made
by the Borrower prior to the date of issuance of the Bonds with respect to the
Project.
6. This Resolution shall be effective immediately upon its
passage and approval. Unless the Bonds shall have been issued prior thereto, the
authorities and authorizations given by this Resolution shall expire on the second
anniversary date of the adoption of this Resolution or on such later date as this
body may specify by resolution adopted either before or after such date. e
220105WFFBT 12/05/95 4
NOTICE TO ELECTORS OF THE CITY OF MUSKEGO
'0
'0
TAKE NOTICE that the Common Council of the City of Muskego,
Wisconsin, at a lawful meeting held on the 12th day of December, 1995, adopted
an initial resolution, pursuant to Wisconsin Statutes section 66.521, authorizing the
issuance of industrial development revenue bonds on behalf of Mick Properties,
LLC, a Wisconsin limited liability company, and/or A.G. Indushes, kc., a
Wisconsin corporation (collectively the "Company"), in a principal amount not to
exceed $2,000,000. The purpose of the bond issue is to finance the cost of
acquisition of land, construction of a manufacturing facility and the purchase and
installation of equipment (the "Project"). The Project is expected to result in the
creation of 10 new jobs at the Project site and approximately 40 employees would
be relocated to the Project site from the Company's existing facilitiy in Greendale,
Wisconsin. No other jobs are expected to be created, maintained or eliminated at
any other location in the State of Wisconsin
THE BONDS SHALL NOT CONSTITUTE AN INDEBTEDNESS
OF THE CITY WITHIN THE MEANING OF ANY STATE CONSTITUTIONAL
PROVISION OR STATUTORY LIMITATION. THE BONDS SHALL NOT
CONSTITUTE OR GIVE RISE TO A PECUNIARY LIABILITY OF THE CITY
OR A CHARGE AGAINST ITS GENERAL CREDIT OR TAXlNG POWER.
THE BONDS SHALL BE LIMITED OBLIGATIONS OF THE CITY PAYABLE
SOLELY OUT OF REVENUES DERIVED FROM THE COMPANY OR
OTHERWISE PROVIDED FOR PURSUANT TO THE TERMS OF A
REVENUE AGREEMENT TO BE ENTERED INTO BETWEEN THE CITY
AND THE COMPANY
TAKE FURTHER NOTICE THAT THE ELECTORS OF THE
CITY OF MUSKEGO MAY PETITION FOR A REFERENDUM ON THE
QUESTION OF THE BOND ISSUE. Wisconsin Statutes section 66.521(lO)(d),
provides:
The governing body may issue bonds under this
section without submitting the proposition to the electors of the
municipality for approval unless within 30 days from the date of
publication of notice of adoption of the initial resolution for such
bonds, a petition conforming to the requirements of s. 8.40, signed
by not less than 5% of the registered electors of the municipality,
or, if there is no registration of electors in the municipality, by
10% of the number of electors of the municipality voting for the
office of governor at the last general election as determined under
220201WFFBT 12/27/95
e
s. 115.01(13), is filed with the clerk of the municipality requesting
a referendum upon the question of the issuance of the bonds. If
such a petition is filed, the bonds shall not be issued until approved
by a majority of the electors of the municipality voting thereon at a
general or special election.
TAKE FURTHER NOTICE that the governing body of the City of
Muskego, Wisconsin, at a lawful meeting held on the 12th day of December, 1995,
did also adopt the following resolution:
WHEREAS, th~s body has adopted a resolution entitled "Initial
Resolution Relating to Industrial Development Revenue Bond Financing On
Behalf of Mick Properties, LLC andlor A.G. Industries, Inc." (the "Initial
Resolution");
WHEREAS, the Initial Resolution provides that upon certain
conditions the City of Muskego, Wisconsin (the "Municipality") shall issue
industrial development revenue bonds pursuant to Wisconsin Statutes
section 66.521, as amended (the "Act"), to finance a project in the Municipality to
be undertaken by Mick Properties, LLC andlor A.G. Industries, Inc., a Wisconsin
limited liability company (the "Borrower"); and
WHEREAS, the Borrower has represented that the project would
consist of the acquisition of land and construction of a manufacturing facility and
the purchase and installation of equipment (the "Project"); and
WHEREAS, the Borrower is responsible for construction of the
Project and will be the owner of the Project upon the completion of construction;
and
WHEREAS, section (1 l)(b)l of the Act contains provisions
requiring competitive bidding for certain construction contracts; and
WHEREAS, section (1 l)(b)2 of the Act empowers the governing
body of a municipality to waive the requirements of section (1 l)(b)l with respect
to a particular project;
NOW, THEREFORE, BE IT RESOLVED:
1. For the following reasons, the provisions of
section 66.521(11)@)1 of the Act are hereby waived with respect to the Project.
220201WFFBT 12/27/95 2
0 (a) Construction of the Project is the responsibility of the
Borrower and the Municipality will not control the costs, construction or operation
of the Project.
(b) No public funds will be extended for the construction
or operation of the Project.
(c) The public purpose of requiring competitive bidding
for public works is not applicable to the Project in that no general funds or tax
revenues of the Municipality will be used.
(d) The public purpose of the Act is better served by
allowing the Borrower to have complete control over contracts for construction of
the Project.
2. The Clerk shall cause the foregoing resolution to be published
together with the public notice of the adoption of the Initial Resolution.
Dated: December 5 1995.
0 /s/Jean Marenda
Clerk of the City of Muskego, Wisconsin
220201WFF:BT 12/27/95 3
APPROVAL OF RESOLUTION BY MAYOR
The attached Resolution No. 231-95 , entitled
INITIAL RESOLUTION
RELATING TO
INDUSTRIAL DEVELOPMENT REVENUE BOND FINANCING
ON BEHALF OF
MICK PROPERTIES, LLC AND/OR A.G. INDUSTRIES, NC.
which was adopted by the Common Council of the City of Muskego, Wisconsin,
on December 12, 1995, is hereby approved. //
I.
‘0
CERTIFICATIONS BY CLERK
I, Jean Marenda, being first duly sworn, do hereby depose and
certify that I am the duly @ppom%d) (elected), qualified and acting Clerk of the
City of Muskego, in the County of Waukesha, State of Wisconsin, and as such I
have in my possession, or have access to, the complete corporate records of said
City and of its Common Council, that I have carefully compared the transcript
hereto attached with the aforesaid corporate records; that said transcript hereto
attached is a true, correct and complete copy of all the corporate records in relation
to the adoption of Resolution NoZE entitled:
INITIAL RESOLUTION
RELATING TO
INDUSTRIAL DEVELOPMENT REVENUE BOND
FINANCING ON BEHALF OF
MICK PROPERTIES, LLC AND/OR A.G. INDUSTRIES, INC.
I do hereby further depose and certify as follows:
1. Said resolution was considered for adoption by the Common
Counsel at a meeting held in the City Hall at 7:30 p.m. on December 12, 1995.
Said meeting was a regular meeting of the Common Council and was held in open
session in compliance with Subchapter IV of Chapter 19 of the Wisconsin
Statutes.
0
2. Said resolution was on the agenda for said meeting and public
notice thereof was given not less than 24 hours prior to the commencement of said
meeting in compliance with Wisconsin Statutes section 19.84 including, without
limitation, by posting on the bulletin board in the City Hall, by notice to those
news media who have filed a written request for notice of meetings and by notice
to the official newspaper of the City
3. Said meeting was called to order by David De Angelis,
Mayor, who chaired the meeting. Upon roll I noted and recorded that the
following Aldermen were present:
Domonic D'Acquisto, Brian Misko,
Patrick Patterson, Robert Rasmussen,
Nancy Salentine, Mark Suhr
22011 IWFFBT 12/27/95
and that the following Aldermen were absent:
David Sanders
I noted and recorded that a quorum was present. Various matters and business
were taken up during the course of the meeting without intervention of any closed
session. One of the matters taken up was said resolution which was introduced
and its adoption was moved by Alderman ~‘Acquisto , and seconded
who desired to do so had expressed their views for or against said resolution, the
question was called and upon roll being called and the continued presence of a
quorum being noted, the recorded vote was as follows:
by Alderman Patterson . Following discussion and after all Aldermen
Aye: D‘Acquisto, Misko, Patterson, Rasmussen,
Salentine and Suhr
Nay. None
Abstain: None
4. I have caused the “Notice to Electors” to be published in the
form and place specified in said resolution; and I have filed a statement indicating
when such public notice was published together with a copy of said resolution
with the Secretary of the Department of Development of the State of Wisconsin
witlun 20 days following the publication of said notice.
IN WITNESS WHEREOF, I have signed my name and affixed the
seal of the City hereto on this 29th day of December, 1995.
[ Seal]
ean Marenda, Clerk
220111WFF:BT 12/27/95 2
State of Wisconsin )
Waukesha County )
. ss
Subscribed and sworn to before me this day, the date last above
written.
// L -
otam Public. State of Wisconsin
My commission 9-22-96
[Notarial Seal]
2201 I I WFF:BT 12/27/95 3